Trust Funds

A broker may maintain a personal (broker's) funds balance in the trust account of up to how much to cover bank service charges?

A$0 — no personal funds are ever allowed
B$200
CA reasonable amount, not to exceed $200, to cover bank charges✓ Correct
D$1,000

Explanation

California regulations allow a broker to keep a small amount of their own funds (generally not to exceed $200) in the trust account solely to cover bank service charges. Any more is considered commingling.

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