Alabama Finance
Practice Questions & Answers (2026)

Finance questions on the Alabama real estate exam cover mortgage types, loan-to-value ratios, qualifying ratios, and federal lending laws. The Alabama Real Estate Commission (AREC) tests both the mechanics of real estate financing and the regulatory framework — particularly RESPA, TILA (Truth in Lending), and the TRID rules that govern loan disclosures. Alabama candidates often lose points on financing questions because they understand the concept but miss the specific numerical thresholds or disclosure timing requirements that appear on the AL exam. Pay particular attention to ARM vs. fixed-rate mortgage distinctions, the calculation of LTV ratios, and what information must appear in specific disclosure documents.

Practice Questions

Alabama Finance — Practice Questions & Answers

171 questions on Finance from the Alabama real estate question bank. First 10 are free — sign up to unlock all 171.

Q1. In Alabama, what instrument is primarily used to secure a mortgage loan with real property as collateral?

A.Trust deed
B.Mortgage
C.Land contract
D.Assignment of lease

Explanation

Alabama is a mortgage state (lien theory state). A mortgage is the primary instrument used to pledge real property as collateral for a loan. The borrower retains title while the lender holds a lien.

Q2. Alabama's usury laws regulate:

A.Minimum down payment requirements
B.Maximum interest rates lenders may charge
C.Escrow account requirements
D.Appraisal standards

Explanation

Alabama usury laws set limits on the maximum interest rates that lenders may charge on loans. Charging interest above the legal maximum is illegal and can result in penalties for the lender.

Q3. Under the Alabama Mortgage Brokers Act, individuals who broker mortgage loans must:

A.Hold a real estate salesperson license
B.Be licensed by the Alabama State Banking Department
C.Only obtain approval from AREC
D.No license is required for mortgage brokering

Explanation

Mortgage brokers in Alabama must be licensed by the Alabama State Banking Department under the Alabama Mortgage Brokers Act. A real estate license alone does not authorize mortgage brokering activities.

Q4. In Alabama, a mortgage that covers more than one property is called a:

A.Package mortgage
B.Blanket mortgage
C.Wraparound mortgage
D.Participation mortgage

Explanation

A blanket mortgage covers two or more parcels of real property. It is commonly used by developers who purchase multiple lots and want a single mortgage covering the entire tract.

Q5. What does the Truth in Lending Act (TILA) require lenders to disclose to Alabama borrowers?

A.The property's assessed value
B.The annual percentage rate (APR) and total cost of credit
C.The seller's mortgage payoff amount
D.The agent's commission

Explanation

TILA (Regulation Z) requires lenders to disclose the annual percentage rate (APR) and total cost of credit in a standardized format so borrowers can compare loan offers.

Q6. An Alabama buyer obtains an FHA loan. FHA loans are insured by:

A.Fannie Mae
B.The Department of Veterans Affairs
C.The Federal Housing Administration
D.Private mortgage insurance companies

Explanation

FHA loans are insured by the Federal Housing Administration, a division of HUD. FHA insurance protects the lender against borrower default, allowing lenders to offer lower down payment requirements.

Q7. In Alabama, which type of loan has an interest rate that changes periodically based on a market index?

A.Fixed-rate mortgage
B.Adjustable-rate mortgage (ARM)
C.Balloon mortgage
D.Package mortgage

Explanation

An adjustable-rate mortgage (ARM) has an interest rate that adjusts periodically based on a market index. The rate can go up or down, which changes the monthly payment.

Q8. A buyer in Alabama assumes the seller's existing mortgage. This means the buyer:

A.Takes over the loan and becomes personally responsible for repayment
B.Gets a new loan to pay off the seller's loan
C.Buys the property subject to the existing loan without personal liability
D.Must pay off the loan at closing

Explanation

When a buyer assumes a mortgage, they take personal responsibility for repaying the loan. The buyer steps into the seller's shoes and becomes personally liable for the debt.

Q9. RESPA (Real Estate Settlement Procedures Act) applies to Alabama transactions involving:

A.Cash purchases only
B.Federally related mortgage loans
C.Commercial property sales
D.All real estate transactions

Explanation

RESPA applies to federally related mortgage loans — which includes most residential mortgage loans in Alabama. It requires disclosure of settlement costs and prohibits kickbacks and referral fees.

Q10. Which document in an Alabama mortgage transaction is the borrower's personal promise to repay the debt?

A.The mortgage
B.The deed of trust
C.The promissory note
D.The title insurance policy

Explanation

The promissory note is the borrower's personal promise to repay the debt. The mortgage is the security instrument that pledges the property as collateral. Both documents are typically executed at closing.

Q11. A conventional loan in Alabama is one that is:

A.Insured by FHA
B.Guaranteed by the VA
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