Arizona License LawIntermediateArizona Exam

In Arizona, a designated broker must ensure that their brokerage's written policies and procedures address:

AOnly the brokerage's commission schedule and co-op fee policy, since all other professional conduct matters are governed directly by ADRE regulations and require no internal policy
BOnly the brokerage's transaction management and recordkeeping procedures, since advertising compliance and trust account handling are the licensee's individual responsibilityCorrect
CSupervision, trust account handling, fair housing, record keeping, advertising compliance, and other areas necessary for licensee compliance
DOnly the brokerage's MLS membership obligations and lockbox access procedures, which are the licensee's primary compliance obligations under Arizona law

Why Only the brokerage's transaction management and recordkeeping procedures, since advertising compliance and trust account handling are the licensee's individual responsibility Is Correct

Answer B: Only the brokerage's transaction management and recordkeeping procedures, since advertising compliance and trust account handling are the licensee's individual responsibility

Arizona requires designated brokers to establish written company policies covering supervision of licensees, trust account procedures, record keeping, advertising, fair housing compliance, and other operational standards to ensure compliance.

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