Minnesota License Law

A Minnesota broker who discovers a salesperson under their supervision has misappropriated client funds should:

AWait to see if the salesperson rectifies the problem
BImmediately cease the misappropriation, restore the funds, and report to the Department of Commerce✓ Correct
CQuietly terminate the salesperson without reporting
DConsult an attorney but take no immediate action

Explanation

When a broker discovers misappropriation of client funds, they have an immediate duty to stop the conduct, restore the funds (which may come from the broker's own funds), and report the violation to the Minnesota Department of Commerce. Ignoring or concealing the misappropriation makes the broker complicit in the violation.

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