North Carolina License LawIntermediateNorth Carolina Exam
Under NC license law, a broker-in-charge who fails to properly supervise an affiliated broker who then commits a license law violation may be held:
AImmune from responsibility for others' actions
BAccountable to the NCREC for failure to superviseCorrect
CPersonally financially liable for the affiliated broker's commissions
DResponsible only if the BIC participated in the violation
Why Accountable to the NCREC for failure to supervise Is Correct
Answer B: Accountable to the NCREC for failure to supervise
A BIC has supervisory responsibilities over affiliated brokers. Failure to properly supervise can result in NCREC disciplinary action against the BIC for their own failure to fulfill supervisory duties.
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