North Carolina License Law

Under NC license law, a broker-in-charge who fails to properly supervise an affiliated broker who then commits a license law violation may be held:

AImmune from responsibility for others' actions
BAccountable to the NCREC for failure to supervise✓ Correct
CPersonally financially liable for the affiliated broker's commissions
DResponsible only if the BIC participated in the violation

Explanation

A BIC has supervisory responsibilities over affiliated brokers. Failure to properly supervise can result in NCREC disciplinary action against the BIC for their own failure to fulfill supervisory duties.

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