Rhode Island License Law

A Rhode Island broker must keep their escrow account records available for inspection by:

AAny member of the public on request
BThe Rhode Island DBR during an audit or investigation✓ Correct
COnly the parties to each transaction
DOnly the lender for that transaction

Explanation

Rhode Island brokers must maintain escrow account records in a form accessible for inspection by the DBR during audits or investigations. Regulators have the authority to examine these records to ensure compliance.

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