Rhode Island License Law

Under Rhode Island license law, a broker's escrow (trust) account for client funds must be:

AAn interest-bearing account with interest paid to the broker
BReconciled and maintained separate from the broker's operating and personal accounts✓ Correct
CHeld at a federally chartered national bank only
DReported quarterly to the DoBR with account balances

Explanation

Rhode Island requires brokers to maintain escrow/trust accounts that are separate from all operating and personal accounts, properly reconciled, and used solely for client funds.

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