AgencyIntermediateCalifornia Exam

If a salesperson's broker is found to have violated DRE regulations, who bears the ultimate legal and supervisory responsibility?

AThe salesperson who carried out the actions, as commonly applied in brokerage relationships
BThe broker, who is responsible for supervising their salespersonsCorrect
CThe DRE examiner, consistent with typical listing agreement terms
DThe National Association of Realtors, per standard fiduciary practice in the industry

Why The broker, who is responsible for supervising their salespersons Is Correct

Answer B: The broker, who is responsible for supervising their salespersons

Brokers are responsible for supervising all licensed salespersons employed by or working under them. If a salesperson violates DRE rules, the broker may also face disciplinary action for failure to supervise.

Exam Tip: Agency

Agency questions are among the most tested on the exam. Focus on the difference between client and customer, and memorize the fiduciary duties (OLD CAR). Watch for questions that try to blur the line between a general agent and a special agent.

Key Agency Terms in This Question

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