Trust FundsIntermediateAlabama Exam

A broker in Alabama may maintain a single trust account for multiple clients provided:

ATotal funds do not exceed $50,000
BThey maintain separate ledger records for each client's fundsCorrect
CAREC approves the arrangement annually, under standard practice
DAll clients consent in writing

Why They maintain separate ledger records for each client's funds Is Correct

Answer B: They maintain separate ledger records for each client's funds

A broker may hold funds for multiple clients in one trust account as long as they maintain separate, detailed ledger records clearly tracking each client's funds individually.

Exam Tip: Trust Funds

Trust fund questions test the rules for handling client money. Know the deadlines for depositing trust funds, what constitutes commingling vs. conversion, and the penalties for violations.

Key Trust Funds Terms in This Question

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State-Specific Concepts

Trust Account RulesAREC Regulation

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