Trust FundsIntermediateAlabama Exam

An Alabama broker may deposit their own funds into a trust account in which scenario?

ATo cover a shortfall caused by a client's bounced check, in general
BUp to $200 to cover normal service charges and bank feesCorrect
CAt any time if the amount is less than $500
DOnly with written permission from AREC

Why Up to $200 to cover normal service charges and bank fees Is Correct

Answer B: Up to $200 to cover normal service charges and bank fees

Alabama permits brokers to keep a nominal amount of their own funds (up to a limited amount) in the trust account solely to cover bank service charges and fees.

Exam Tip: Trust Funds

Trust fund questions test the rules for handling client money. Know the deadlines for depositing trust funds, what constitutes commingling vs. conversion, and the penalties for violations.

Key Trust Funds Terms in This Question

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State-Specific Concepts

Trust Account RulesAREC Regulation

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