Trust Funds

Interest earned on Alabama broker trust accounts typically:

ABelongs to the broker as income
BMust be disclosed to AREC quarterly
CMust be distributed to the client or handled as agreed in writing, depending on the account type✓ Correct
DIs forfeited to the state

Explanation

The disposition of interest on trust accounts depends on how the account is set up and what is agreed upon between the parties. Brokers must follow Alabama law and their agreement with clients regarding interest earned on trust funds.

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State-Specific Concepts

Trust Account RulesAREC Regulation

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