Trust FundsIntermediateAlabama Exam

In Alabama, a qualifying broker's trust account must be reconciled:

ADaily
BWeekly
CMonthlyCorrect
DAnnually

Why Monthly Is Correct

Answer C: Monthly

Alabama regulations require that trust accounts be reconciled monthly. The broker must compare the trust account balance against the records of individual client funds held.

Exam Tip: Trust Funds

Trust fund questions test the rules for handling client money. Know the deadlines for depositing trust funds, what constitutes commingling vs. conversion, and the penalties for violations.

Key Trust Funds Terms in This Question

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