Trust Funds

A broker may keep a maximum of how much of the broker's own funds in the trust account without it being considered commingling?

ANothing — no broker funds may be in the trust account
BUp to $200 to cover bank service charges✓ Correct
CUp to $1,000 for operating expenses
DAny amount, as long as it is separately labeled

Explanation

California regulations allow a broker to keep a small amount of personal funds in the trust account (up to $200) solely to cover bank service charges. Any amount beyond what is necessary to cover charges would be considered commingling.

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