Trust Funds

The commingling of trust funds occurs when a broker:

ADeposits client funds in a separate trust account
BMixes client funds with the broker's own personal or business funds✓ Correct
CPays a commission from the trust account
DTransfers funds between two client accounts

Explanation

Commingling is the illegal act of mixing client trust funds with the broker's personal or business funds. Trust funds must always be kept separate and segregated. Commingling is a serious violation that can result in license suspension or revocation.

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