Trust FundsIntermediateCalifornia Exam

For how long must a California broker maintain trust fund records?

A1 year
B2 years
C3 yearsCorrect
D5 years

Why 3 years Is Correct

Answer C: 3 years

California regulations require brokers to maintain trust fund records (journals, ledgers, bank statements, deposit slips, canceled checks) for a minimum of 3 years. These records are subject to DRE audit at any time.

Exam Tip: Trust Funds

Trust fund questions test the rules for handling client money. Know the deadlines for depositing trust funds, what constitutes commingling vs. conversion, and the penalties for violations.

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State-Specific Concepts

Trust Account RulesDRE Regulation

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