Trust Funds

What constitutes 'misappropriation' of trust funds?

ADepositing trust funds in the wrong bank branch
BUsing trust funds for any purpose other than the purpose for which they were entrusted — including for the broker's own benefit✓ Correct
CFailing to maintain trust fund records for the required period
DMaintaining too much personal funds in the trust account

Explanation

Misappropriation (conversion) occurs when a broker uses trust funds for any unauthorized purpose — paying business expenses, personal bills, or any use inconsistent with the client's instructions. It is the most serious form of trust fund violation, constituting theft.

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