Trust FundsIntermediateAlabama Exam

A qualifying broker is responsible for the trust account actions of all licensees in their firm. This is an example of:

AVicarious liabilityCorrect
BDual agency
CSubagency
DErrors and omissions coverage

Why Vicarious liability Is Correct

Answer A: Vicarious liability

Vicarious liability holds the qualifying broker legally responsible for the actions — including trust account mismanagement — of the salespersons and associate brokers operating under their supervision.

Exam Tip: Trust Funds

Trust fund questions test the rules for handling client money. Know the deadlines for depositing trust funds, what constitutes commingling vs. conversion, and the penalties for violations.

Key Trust Funds Terms in This Question

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