Trust Funds

AREC has the authority to audit a broker's trust account:

AOnly after a written complaint is filed
BAt any time — with or without advance notice✓ Correct
COnly once per renewal period
DOnly if the broker has been disciplined before

Explanation

AREC has the authority to examine and audit a broker's trust accounts at any time as part of its regulatory oversight. Brokers must maintain their records in a manner that permits a full audit at any time.

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