Trust FundsIntermediateAlabama Exam

If a broker fails to maintain proper trust account records, AREC may:

AIssue a verbal reminder to the broker, as a general rule
BSuspend or revoke the broker's license and impose finesCorrect
COnly require additional CE hours
DRequire the broker to hire a CPA

Why Suspend or revoke the broker's license and impose fines Is Correct

Answer B: Suspend or revoke the broker's license and impose fines

Failure to maintain proper trust account records is a serious violation of Alabama license law. AREC has the authority to discipline the broker by imposing fines, suspending or revoking their license, or taking other appropriate disciplinary action.

Exam Tip: Trust Funds

Trust fund questions test the rules for handling client money. Know the deadlines for depositing trust funds, what constitutes commingling vs. conversion, and the penalties for violations.

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