Trust FundsIntermediateCalifornia Exam

Which California government agency has primary jurisdiction over the investigation of trust fund violations by real estate licensees?

AThe California Department of Financial Protection and Innovation (DFPI)
BThe California Bureau of Real Estate / Department of Real Estate (DRE)Correct
CThe California Attorney General's Office
DThe Federal Bureau of Investigation (FBI)

Why The California Bureau of Real Estate / Department of Real Estate (DRE) Is Correct

Answer B: The California Bureau of Real Estate / Department of Real Estate (DRE)

The California Department of Real Estate (DRE) has primary authority to investigate trust fund violations by licensed brokers and salespersons. The DRE can audit records, suspend or revoke licenses, and refer matters to the district attorney for criminal prosecution.

Exam Tip: Trust Funds

Trust fund questions test the rules for handling client money. Know the deadlines for depositing trust funds, what constitutes commingling vs. conversion, and the penalties for violations.

Key Trust Funds Terms in This Question

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